Our Qualifications
Please allow me to introduce myself. My name is Rick Trasport and I am a Investment Advisor Representative with LPL Financial member FINRA/SIPC. As a resident of
Listed below are the credentials, registrations and licenses that I currently hold:
Chartered Financial Consultant (ChFC): The American College (888)263-7265 or
Certified Estate Planner (CEP): National Institute of Certified Estate Planning (765) 457-1812 or www.NICEP.org
Certified Fund Specialist (CFS):
Certified Annuity Specialist (CAS):
FINRA Securities registrations held with LPL Financial:
Series 7: General Securities Representative
Series 24: General Securities Principal
Series 26: Limited Securities Principal
Series 53: Municipal Securities Principal
Series 63:
Series 65: Uniform Investment Advisor Law
FINRA - CRD #3159632
FINRA: (800) 289-9999
Insurance License 215: Life, Health & Variable Annuity – License #A267703
Florida Insurance Commissioner: (850) 413-3137
The information being provided is strictly as a courtesy. When you link to any of the websites provided herewith, you are leaving this site. Rick Trasport and LPL Financial make no representation as to the completeness or accuracy of information that is provided at these sites. Nor are the parties liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of third-party technologies, sites, information and programs made available through this site. You are now leaving the website of Rick Trasport and you assume total responsibility and risk for your use of the site you are linking to.