Our Qualifications

Please allow me to introduce myself.  My name is Rick Trasport and I am a Investment Advisor Representative with LPL Financial  member FINRA/SIPC.  As a resident of Lakeland, Florida, I have served clients' financial needs, throughout Florida, since 1989.


Listed below are the credentials, registrations and licenses that I currently hold:


Chartered Financial Consultant (ChFC): The American College (888)263-7265 or



Certified Estate Planner (CEP):  National Institute of Certified Estate Planning (765) 457-1812 or www.NICEP.org


Certified Fund Specialist (CFS):  Institute of Business and Finance (800) 848-2029 or www.icfs.com


Certified Annuity Specialist (CAS):  Institute of Business and Finance (800) 848-2029 or www.icfs.com



FINRA Securities registrations held with LPL Financial:

Series   6: Limited Securities Representative

Series   7: General Securities Representative

Series 24: General Securities Principal

Series 26: Limited Securities Principal

Series 53: Municipal Securities Principal

Series 63: UniformSecuritiesAgent State Law

Series 65: Uniform Investment Advisor Law


FINRA - CRD #3159632

FINRA:  (800) 289-9999


Insurance License 215:  Life, Health & Variable Annuity – License #A267703

Florida Insurance Commissioner:  (850) 413-3137



The information being provided is strictly as a courtesy. When you link to any of the websites provided herewith, you are leaving this site. Rick Trasport and LPL Financial make no representation as to the completeness or accuracy of information that is provided at these sites. Nor are the parties liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of third-party technologies, sites, information and programs made available through this site. You are now leaving the website of Rick Trasport and you assume total responsibility and risk for your use of the site you are linking to.